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On October 2, 2023, the Commodity Futures Trading Commission (CFTC) published a notice of proposed rulemaking (NPRM), which includes a proposal to amend portions of 17 C.F.R. § 4.7. Under Regulation 4.7, commodity pool operators (CPOs) and commodity trading…
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Between November 2017 and November 2021, three individuals actively solicited investments in securities, including providing…
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On October 7, 2022, the SEC reopened the comment period for a dozen proposed rules…
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